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Adviser Who Took $1.2M From Athlete Agrees To SEC Deal

Tiomkin Law Offices of Elliott Tiomkin > Legal News  > Adviser Who Took $1.2M From Athlete Agrees To SEC Deal

Adviser Who Took $1.2M From Athlete Agrees To SEC Deal

A financial adviser who admitted to defrauding a professional athlete and his wife out of $1.2 million has agreed to enter into a consent judgment with the U.S. Securities and Exchange Commission, admitting to the agency’s civil claims and allowing a judge to determine his punishment accordingly.

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